Compliance Fox: CFTC Unveils New Enforcement Cooperation Policy
The Commodity Futures Trading Commission’s (CFTC) Division of Enforcement has issued a new policy that replaces all prior frameworks and immediately sets out clear standards for self-reporting, cooperation, and remediation.
On
The policy creates a transparent path to declination if companies voluntarily self-report, fully cooperate, remedy promptly, and provide full restitution without aggravating factors.
Watch the latest Compliance Fox episode to better understand how companies can put themselves in the best position to avoid enforcement action altogether.
Contacts
- Related Practices