Conflicts of Interest – Ethics
2023 Spring Investment Forum Sponsored by the American College of Investment Counsel
Date & Time
April 28, 2023
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Mark Zaander will speak on a panel that Tyler Margolis will moderate at the ACIC Spring Investment Forum on April 28, 2023.
Tyler will moderate a discussion with Mark and his co-panelists will who analyze who is the client, waivable versus non waivable conflicts, and when a client might consider denying a request to waive a waivable conflict. Speakers will touch on ACIC guidelines, email engagement letters and waivers for pre-designated deals and problems that may arise. Finally, this panel will discuss any recent (or perhaps future) updates to engagement guidelines focused on addressing the increasing interconnectedness of large law firms and large financial institutions.
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